47 results found for prohibition. Showing page 1 of 5.
SPL MAR table
... rules (as MAR application in the UK may diverge following the end of the transition period). The prohibition on a PDMR conducting a transaction under Article 19(11) MAR is drafted widely but it may have a ...
Training talk on MAR (200721)
... exemptions Art19(12) MAR & Art9 DREG Insider dealing • No ‘use’ of inside info • Do not fall within prohibition – recitals 23-25 MAR 1. SIP and SAYE Exemption for all transactions (except sales) • Closed periods ...
Training talk on UK MAR and employee share plans
... exemptions Art19(12) MAR & Art9 DREG Insider dealing • No ‘use’ of inside info • Do not fall within prohibition – recitals 23-25 MAR 1. SIP and SAYE Exemption for all transactions (except sales) • Closed periods ...
Talk on MAR
... not use the inside information when carrying out the transaction. 17 KEY PROVISIONS MAR Article 14 Prohibition of insider dealing and of unlawful disclosure of inside information A person shall not: (a) engage ...
SPL response on FCA paper on implementation of MAR
SPL response on FCA paper on implementation of MAR 2 April 2016 104kb PDF Your download should start automatically. If not download directly . Contact us Contact us Website developed by NetXtra © 2021 ...
Training talk on Consumer Credit for Share Plan Lawyers
... Kingdom, or purport to do so, unless he is—(a) an authorised person; or(b) an exempt person. (2) The prohibition is referred to in this Act as the general prohibition. s23 (1) A person who contravenes the general ...
SPL response to ESMA MAR review
... did not notify until the end of the 3 days. This will be resolved with the proposed change. 2. PDMR prohibition Q 53: Did you identify elements of Article 19(11) of MAR which in your view could be amended? If ...
SPL respose to consultation paper on treasury shares
SPL respose to consultation paper on treasury shares 8 January 2003 84kb PDF Your download should start automatically. If not download directly . Contact us Contact us Website developed by NetXtra © ...
SPL letter to UKLA on treasury shares
SPL letter to UKLA on treasury shares 11 April 2005 13kb PDF Your download should start automatically. If not download directly . Contact us Contact us Website developed by NetXtra © 2021 - 2025 Share ...
Training talk on GDPR
Training talk on GDPR 11 August 2018 1219kb PDF Your download should start automatically. If not download directly . Contact us Contact us Website developed by NetXtra © 2021 - 2025 Share Plan Lawyers ...